Materials for Securities Regulation
Prof. Gary S. Rosin
Assignments
First Class Assignment
Syllabus, Spring 2003 (Part 1)
Handouts
Problem Set 1
SEC Staff Legal Bulletin, No. 4 (CF)
SEC Standards of Professional Conduct for Attorneys Practicing before SEC
SEC Release 33-8185
(Adopted Rules)
SEC Release 33-8186
(Proposed Rules)
Links
Securities & Exchange Commission
Securities Lawyer Deskbook
(securities laws and regulations) by
The Center for Corporate Law,
University of Cincinnati College of Law
Enron Corp. Links and Resources
Sarbanes-Oxley Act of 2002, PL 107-204
Prof. Rosin's Class Materials page
Copyright © 2001-2003 by Gary S. Rosin